POLICY & REGULATION

INDUSTRY NEWS

Climate change is likely to become a larger part of financial regulation with APRA seeking multiple analysts for a climate risk team. ...

INDUSTRY NEWS

ASIC senior executive leader, Leah Sciacca, has reiterated the corporate regulator “encourages tech and innovation” in the financial services industry. ...

INDUSTRY NEWS

With two days left to submit responses to the ALRC Review, the Corporations Act has been likened to a “disordered share house” that requires re-design and a deep clean. ...

INDUSTRY NEWS

The Treasury is seeking feedback from the public on regulatory frameworks for buy now, pay later arrangements. ...

INDUSTRY NEWS

The former chief executive of van Eyk Research has been sentenced following his conviction for dishonestly using his director position....

INDUSTRY NEWS

APRA has imposed additional licence conditions on trustees of superannuation funds within the Insignia Group. ...

INDUSTRY NEWS

Assistant Treasurer and minister for financial services, Stephen Jones, has welcomed the Senate inquiry into ASIC investigation and enforcement....

INDUSTRY NEWS

The Senate Economics References committee has published the terms of reference for its inquiry into ASIC enforcement and welcomed submissions....

INDUSTRY NEWS

There were almost 900 breach reports made to ASIC regarding financial advice activities in the first nine months of its reportable situations regime. ...

INDUSTRY NEWS

Timeshare company Ultiqa Lifestyle Promotions has been ordered by the Federal Court to pay $900,000 following a ruling its advisers failed to act in consumers’ best inter...

INDUSTRY NEWS

Chairs of Australia’s financial regulators have told the House of Representatives economics committee of their focuses for the year ahead including cryptocurrency and gre...

INDUSTRY NEWS

ASIC has banned a Sydney director for three years after he tried to approach determinations by the Australian Financial Complaints Authority, including for inappropriate ...

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MARKET INSIGHTS

GG

So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...

2 months 1 week ago
Denise Baker

This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...

2 months 1 week ago
gonski

So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...

2 months 1 week ago

A Sydney-based financial adviser has been banned from providing financial services in the interest of consumer protection after failing to act on conduct concerns. ...

3 weeks 1 day ago

ASIC has cancelled the AFSL of a $250 million Sydney fund manager, one of two AFSL cancellations announced by the corporate regulator....

2 weeks 6 days ago

Having divested its advice business in August, AMP is undergoing restructuring in at least four other departments amid a cost simplification program....

2 weeks 3 days ago