POLICY & REGULATION

INDUSTRY NEWS

The Government has established a Phoenix Hotline to combat the phoenixing activity of dishonest directors and their companies. ...

INDUSTRY NEWS

Australian financial services licensees to be more careful about the wording of their own marketing materials, according to fintech YTML....

INDUSTRY NEWS

The Australian Taxation Office has revealed an income tax gap of $8.7 billion for individuals not in business for FY2015, warning that they were planning to crack down on...

INDUSTRY NEWS

The Commonwealth Bank of Australia has entered an enforceable undertaking with the regulator for its participation in the setting of the Bank Bill Swap Rate. ...

INDUSTRY NEWS

Wodonga financial planner Neil John Evans pleads guilty to vote-rigging in the director elections for WAW Credit Union Co-Operative....

INDUSTRY NEWS

The Commonwealth Bank of Australia and ANZ have entered into an enforceable undertaking to change the way they distribute superannuation products....

INDUSTRY NEWS

The Australian Securities and Investments Commission has permanently banned former National Australia Bank employees, Danny Merheb and Samar Merjan. ...

INDUSTRY NEWS

Australia has joined a new international tax enforcement alliance in a bid to tackle offshore tax crimes, said Minister for Revenue and Financial Services, Kelly O’Dwyer....

INDUSTRY NEWS

The business registry fees collected by the Australian Securities and Investments Commission do not fund its regulatory work despite media coverage saying otherwise, Kell...

INDUSTRY NEWS

The Australian Securities and Investments Commission has taken action against Refocus Financial Group in the Queensland Supreme Court....

INDUSTRY NEWS

The Australian Securities and Investments Commission has accepted an enforceable undertaking from Goldman Sachs Australia to improve controls....

INDUSTRY NEWS

The Australian Securities and Investments Commission has commenced proceedings against Linchpin Capital Group and Endeavour Securities following an investigation....

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

6 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

6 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

8 months 1 week ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

4 weeks ago

Despite the financial adviser exam being rooted in ethics, two professional year advisers believe the lack of support and transparency from the regulator around the exam ...

2 weeks 6 days ago

Australian retirees could increase their projected annual incomes by as much as 51 per cent through comprehensive financial advice, according to a Vanguard study, but cos...

2 weeks 5 days ago