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SOCIETE GENERALE
Policy & Regulation
It has been sentenced to pay a total of $30,000 after pleading guilty to four separate counts of breaching client obligations....
Financial planning
The firm has pleaded guilty to four counts of client money breaches, each carrying a maximum penalty of $45,000....
Financial planning
The additional conditions will require an independent expert to assess and test controls, systems and processes after the firm deposited client money into unauthorised ba...
People & Products
Former Macquarie senior investment fixed income specialist, Teiki Benveniste, will alternative investment manager Ares Australia Management....
Financial planning
The Australian Prudential Regulation Authority has authorised Societe Generale as a foreign authorised deposit-taking institution....
MARKET INSIGHTS
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Podcast
What does he do after three years???.He sits FEW EXAMS GETS THEM RIGHT ONCE and he can apply again promising to be a go...
I have been making this advocation for more than 10 years, that banning a financial adviser like this is hopeless like a...
...and not to forget if I'm a butcher, a baker, or candle stick maker then I'm a 'Qualified Adviser'!!! - sorry couldn't...