The FPA and AFA have begun the process to consult with members on the new name for the proposed merged organisation. ...
The FPA and AFA will consult with their members on what a potential merged organisation should be called and has confirmed there will be no increase in membership fees....
WealthO2 has rebranded as DASH Technology Group to reflect the firm’s future vision for the group, focusing on the whole wealth industry as well as financial advisers....
ASIC has cancelled the AFS licence of a Sydney wealth firm, the fifth Sydney firm to see a cancellation since the start of the year....
A former financial adviser has been banned by ASIC from providing financial services for inappropriate advice, among multiple breaches....
ASIC has suspended the AFS licence of a Melbourne fund manager responsible for six managed investment schemes....
WHEN I RETIRED A LOT OF GUY'S WERE STILL PRACTICING FORMS OF COLD CALLING. There nothing wrong with it as a way of estab...
I thought you joined a dealer to be protected and have a better version of regulation explained, BUT The dealers themsel...
For completeness the Joint Associations Working Group (JAWG), a coalition of 12 industry and professional bodies repres...