POWERED BY MOMENTUM MEDIA
GUILTY
Financial planning
Wael Kourieh pleaded guilty to forging 30 member signatures on AMP superannuation investment election forms which would let him obtain financial advantage for himself via...
Financial planning
Ahmed Saad has pleaded guilty after operating a scheme to provide illegal early access to super for clients. ...
Financial planning
The firm has pleaded guilty to four counts of client money breaches, each carrying a maximum penalty of $45,000....
Financial planning
Pershing Securities Australia is the first company in the country to face criminal prosecution for breaching client money provisions....
Financial planning
Mark Damion Kawecki has pleaded guilty to two counts of dishonest conduct relating to meeting the minimum spread requirement to be listed on the Australian Securities Exc...
SMSF
George Nowak has pleaded guilty after investigations found he had misappropriated $1.2 million in self-managed superannuation fund monies. ...
MARKET INSIGHTS
Never miss the latest news and developments in wealth management industry
Podcast
By having trustees supervise client directed payments from their pension funds, Stephen Jones and the federal Labor gove...
Now we now the size of Stephen Jones' CSOLR tax, I doubt anyone will be employer any new financial adviser from this poi...
Amazing ! Between the beginning of licencing Feb 2002 and 2008 this was a very good stable industry.Then the do-gooders...