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STEPHEN GLENFIELD
Policy & Regulation
The Financial Adviser Standards and Ethics Authority has denied its chief executive, Stephen Glenfield, deliberately misled a Parliamentary Committee about the public ava...
Financial planning
Industry submissions regarded as fundamental to the final shape of the Financial Adviser Standards and Ethics Authority code of ethics have been made visible on the FASEA...
Financial planning
The Financial Adviser Standards and Ethics Authority has faced more Parliamentary Committee demands for the submissions which persuaded it to change Standard 3 of the fin...
Financial planning
The draft Financial Planners and Advisers Code of Ethics 2019 guide is open for consultation....
Financial planning
The August exam saw 65% of re-sitters pass, compared to the average of 54%, and 10,000 overall have now completed the exam. ...
Financial planning
The Financial Adviser Standards and Ethics Authority has confirmed that financial advisers will face higher costs in obtaining a financial advice degree as a result of Go...
Financial planning
The Graduate Diploma of Financial Planning, as well as two bridging courses, have been approved by FASEA....
Financial planning
The restructuring across major banks and advice players has resulted in a large number of advisers leaving the industry because the jobs are no longer there anymore, acco...
Financial planning
A claim by Financial Adviser Standards and Ethics Authority chief executive, Stephen Glenfield, that the authority is offering advisers a ‘two-thirds discount for experie...
Financial planning
The chairman of a key Parliamentary Committee has suggested to the Financial Adviser Standards and Ethics Authority that it should be subject to the oversight of a specif...
Financial planning
The financial services bodies have welcomed the extension of the FASEA exam and education standards, which now have the deadline of 1 January, 2022, and 1 January, 2026, ...
Financial planning
Yet another organisation has joined the chorus of voices calling for change to the Financial Adviser Standards and Ethics Authority code of ethics, particularly Standard ...
Financial planning
A financial planning and accounting company head has taken the media to task for seeking to tar financial advisers with the one brush when he says the vast majority are t...
Financial planning
The Australian Securities and Investments Commission granted class order relief with respect to advisers being required to be members of a code-monitoring body and questi...
Financial planning
The February sitting of the FASEA exam saw a pass rate of 82% and the June exam will not have a face-to-face sitting....
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MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...