SOCIETE GENERALE

Policy & Regulation

It has been sentenced to pay a total of $30,000 after pleading guilty to four separate counts of breaching client obligations....

Financial planning

The firm has pleaded guilty to four counts of client money breaches, each carrying a maximum penalty of $45,000....

Financial planning

The additional conditions will require an independent expert to assess and test controls, systems and processes after the firm deposited client money into unauthorised ba...

People & Products

Former Macquarie senior investment fixed income specialist, Teiki Benveniste, will alternative investment manager Ares Australia Management....

Financial planning

The Australian Prudential Regulation Authority has authorised Societe Generale as a foreign authorised deposit-taking institution....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 2 weeks ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

4 days 2 hours ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

2 weeks 5 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

4 weeks ago