POWERED BY MOMENTUM MEDIA
SOCIETE GENERALE
Policy & Regulation
It has been sentenced to pay a total of $30,000 after pleading guilty to four separate counts of breaching client obligations....
Financial planning
The firm has pleaded guilty to four counts of client money breaches, each carrying a maximum penalty of $45,000....
Financial planning
The additional conditions will require an independent expert to assess and test controls, systems and processes after the firm deposited client money into unauthorised ba...
People & Products
Former Macquarie senior investment fixed income specialist, Teiki Benveniste, will alternative investment manager Ares Australia Management....
Financial planning
The Australian Prudential Regulation Authority has authorised Societe Generale as a foreign authorised deposit-taking institution....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So shareholders lose a dividend plus have seen the erosion of value. Qantas decides to clawback remuneration from Alan ...
This is why I left my last position. There was no interest in giving the client quality time, it was all about bumping ...
So the Hayne Royal Commission has left us with this. What a sad day for the financial planning industry. Clearly most ...