REGTECH

Financial planning

Financial advice firms are increasingly looking to regulatory technology in an effort to offset the rising cost of compliance, according to a new report....

Policy & Regulation

The corporate regulator will be working with regulatory technology entities for its Business Research and Innovation Initiative, dealing with the challenges of corporate ...

Financial planning

The authorised representatives are feeling hamstrung by the unwillingness of their licensees to provide appropriate fintech and regtech solutions, according to the Financ...

Financial planning

Increasing robot density or the role of software in financial advice has multiple benefits to offer, according to Rice Warner....

Policy & Regulation

The Australian Securities and Investments Commission has told financial planning firms it expected them to “keep up” with the implementation of regtech....

Policy & Regulation

The Australian Securities and Investments Commission has increased investigations into wealth management by 216 per cent in the last six months....

People & Products

Intiger has moved into the next phase of its growth strategy, implementing a new corporate identity and branding....

People & Products

KPMG Australia has announced it will roll out London-headquartered start up, Recordsure, in Australia. ...

People & Products

RegTech start-up, Think Caddie, has announced its continual professional development platform could help advisers and Australian financial services licensees comply with ...

People & Products

AdviserLogic has joined the RegTech space and launched AdviserLogic Dashboards, which would allow AFSLs to monitor the compliance of their advisers. ...

People & Products

Sydney-based RegTech company, TIQK, has partnered with Practifi, a business management platform for financial advice, to offer a new compliance solution. ...

Financial planning

Investment in Australia’s fintech sector has hit a record high this year, with Australian funding continuing grow, says KPMG....

Features

Regtech, artificial intelligence, on-demand online education services, and pre-emptive risk detection are the ways of the future for the financial advice industry to tack...

Financial planning

Regtech has the potential to flag risk content in, say, statements of advice before it’s delivered to clients while an education piece could be attached for self-correcti...

Financial planning

Wealth management firms continue to fall behind in facilitating the opening of accounts digitally but Australia was ahead of its global counterparts....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

4 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

3 weeks 5 days ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 2 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

2 weeks 5 days ago