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REGTECH
Financial planning
Financial advice firms are increasingly looking to regulatory technology in an effort to offset the rising cost of compliance, according to a new report....
Policy & Regulation
The corporate regulator will be working with regulatory technology entities for its Business Research and Innovation Initiative, dealing with the challenges of corporate ...
Financial planning
The authorised representatives are feeling hamstrung by the unwillingness of their licensees to provide appropriate fintech and regtech solutions, according to the Financ...
Financial planning
Increasing robot density or the role of software in financial advice has multiple benefits to offer, according to Rice Warner....
Policy & Regulation
The Australian Securities and Investments Commission has told financial planning firms it expected them to “keep up” with the implementation of regtech....
Policy & Regulation
The Australian Securities and Investments Commission has increased investigations into wealth management by 216 per cent in the last six months....
People & Products
Intiger has moved into the next phase of its growth strategy, implementing a new corporate identity and branding....
People & Products
KPMG Australia has announced it will roll out London-headquartered start up, Recordsure, in Australia. ...
People & Products
RegTech start-up, Think Caddie, has announced its continual professional development platform could help advisers and Australian financial services licensees comply with ...
People & Products
AdviserLogic has joined the RegTech space and launched AdviserLogic Dashboards, which would allow AFSLs to monitor the compliance of their advisers. ...
People & Products
Sydney-based RegTech company, TIQK, has partnered with Practifi, a business management platform for financial advice, to offer a new compliance solution. ...
Financial planning
Investment in Australia’s fintech sector has hit a record high this year, with Australian funding continuing grow, says KPMG....
Features
Regtech, artificial intelligence, on-demand online education services, and pre-emptive risk detection are the ways of the future for the financial advice industry to tack...
Financial planning
Regtech has the potential to flag risk content in, say, statements of advice before it’s delivered to clients while an education piece could be attached for self-correcti...
Financial planning
Wealth management firms continue to fall behind in facilitating the opening of accounts digitally but Australia was ahead of its global counterparts....
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Podcast
My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...
Dugald makes a great point that not everyone's definition of green is the same and gives a good example. Funds have bee...
How did they get the AFSL in the first place? Given the green light by ASIC. This is terrible example of ASIC's incompet...