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Financial planning
ASIC has issued a final reminder to unregistered financial advisers as the 16 February deadline looms and confirmed the progress made by advisers since the extension....
Financial planning
Following statistics that thousands of financial advisers are yet to complete their financial adviser registration, ASIC has agreed to extend the deadline. ...
Financial planning
There are concerns regarding registrations on the Financial Advisers Register as smaller licensees close with backdated resignation dates. ...
Financial planning
The Government has delayed financial adviser registration from January until 1 July, 2023 with registration to open in Q2 2023....
Financial planning
The roles of the adviser and licensee may need to be more clearly defined for the individual adviser registration regime to properly function. ...
Policy & Regulation
The Australian Securities and Investments Commission has broken new ground cancelling the licenses of two accounting firms for failing to obtain membership of the Austral...
Policy & Regulation
The Tax Practitioners Board has revealed it currently has around 400 current investigations into tax practitioners, as the Federal Court upholds its decision to ban a for...
Policy & Regulation
The Australian Securities and Investments Commission has cancelled the registration of 117 self-managed superannuation fund auditors. ...
Financial planning
Advisers may be unaware their TPB registration expires at the end of October, warning them they may put their business at risk....
Superannuation
ASIC has simplified the registration process for prospective SMSF auditors, to reduce red tape and save time for applicants....
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...