ASIC has issued a final reminder to unregistered financial advisers as the 16 February deadline looms and confirmed the progress made by advisers since the extension....
Following statistics that thousands of financial advisers are yet to complete their financial adviser registration, ASIC has agreed to extend the deadline. ...
There are concerns regarding registrations on the Financial Advisers Register as smaller licensees close with backdated resignation dates. ...
The Government has delayed financial adviser registration from January until 1 July, 2023 with registration to open in Q2 2023....
The roles of the adviser and licensee may need to be more clearly defined for the individual adviser registration regime to properly function. ...
The Australian Securities and Investments Commission has broken new ground cancelling the licenses of two accounting firms for failing to obtain membership of the Austral...
The Tax Practitioners Board has revealed it currently has around 400 current investigations into tax practitioners, as the Federal Court upholds its decision to ban a for...
The Australian Securities and Investments Commission has cancelled the registration of 117 self-managed superannuation fund auditors. ...
Advisers may be unaware their TPB registration expires at the end of October, warning them they may put their business at risk....
ASIC has simplified the registration process for prospective SMSF auditors, to reduce red tape and save time for applicants....
Might be a bit different to i the past where at most there was one man from the industry on the loaded enquiry boards a...
Who get's the $10M? Where does the money go?? Might it end up in the CSLR to financially assist duped investors??? ...
My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...