JOHN PRICE

Policy & Regulation

Anyone looking for over the top largesse being heaped on the Australian Securities and Investments Commission will be sadly disappointed. ...

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Life/Risk

Amid suggestions by the Australian Financial Complaints Authority that the Activities of Daily Living regime is “very tough”, the major insurers have flagged key changes ...

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Financial planning

Listed firms that have been suspended for up to 10 days will be allowed certain ‘low doc’ offers such as rights offers, placements, and share purchase plans, even if they...

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Financial planning

The High Court has unanimously held the Michael Christodoulou King was an officer of MFS Ltd (Octaviar) subsidiary MFS Investment Management and is therefore responsible ...

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Financial planning

The Australian Securities and Investments Commission has updated its guidance on climate change related disclosure....

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Policy & Regulation

ASIC has released its proposed whistleblower guidance to be implemented by 1 January 2020....

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Policy & Regulation

The Australian Securities and Investments Commission has revealed just how much it has increased its focus on wealth management investigations over the past 14 months....

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Policy & Regulation

The Australian Securities and Investments Commission has cautioned that simply selling crypto products offshore won’t stop the regulatory from enforcing business’ domesti...

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Superannuation

The Australian Securities and Investment Commission has disqualified and suspended a number of auditors of self-managed superannuation funds....

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Policy & Regulation

The officers of two companies involved in land banking schemes, one of them a chartered accountant, have received long disqualifications as part of a Federal Court judgem...

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Policy & Regulation

The Australian Securities and Investments Commission has signalled its willingness to pursue tough and prolonged litigation in the wake of Friday’s Prime Trust win....

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Policy & Regulation

The Australian Securities and Investments Commission has pointed to the recent adverse publicity around the financial services industry having driven up the level of whis...

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Financial planning

The Australian Securities and Investments Commission has suspended and deregistered 101 self-managed superannuation fund auditors due to audit quality....

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Policy & Regulation

The Australian Securities and Investments Commission has signalled that it will be undertaking a shadow shop of superannuation funds....

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Financial planning

The Australian Securities and Investments Commission has pointed the finger at financial services companies seeking to cling to old regulatory regimes, arguing that legal...

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Never miss the latest news and developments in wealth management industry

JOHN GILLIES

Might be a bit different to i the past where at most there was one man from the industry on the loaded enquiry boards a...

1 day 6 hours ago
Simon

Who get's the $10M? Where does the money go?? Might it end up in the CSLR to financially assist duped investors??? ...

6 days ago
Squeaky'21

My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...

1 week 6 days ago

AustralianSuper and Australian Retirement Trust have posted the financial results for the 2022–23 financial year for their combined 5.3 million members....

9 months 2 weeks ago

A $34 billion fund has come out on top with a 13.3 per cent return in the last 12 months, beating out mega funds like Australian Retirement Trust and Aware Super. ...

9 months 1 week ago

The verdict in the class action case against AMP Financial Planning has been delivered in the Federal Court by Justice Moshinsky....

9 months 2 weeks ago