James Shipton


ASIC concerned about investment funds consolidation

ASIC urges companies improve compliance risk management

How ASIC ran out of pages to explain grandfathering fall-out

Bonds: The Shifting Investment Landscape

Legg Mason

ASIC outlines crackdown on super advice

ASIC chair issues industry ‘fairness challenge’

ASIC clarifies litigation approach

Determining the real value of managed accounts


Are there still things to hide in financial services?

High cost of putting writing on the wall for ASIC

ASIC reveals 50% increase in enforcement investigations

Frydenberg names new ASIC deputy chair

Should ASIC executives be subject to the BEAR?

ASIC questioned over governance practices

Does ASIC intend to regulate itself?

Shipton defends ASIC’s close relationship with bank execs

We won’t be captured, says ASIC chairman