EXAMS

Financial planning

The Advisers Association has urged for a higher education bar to be set for non-relevant financial advice providers....

Financial planning

This is the lowest pass rate, beating the previous record of 67%, with only two exam sittings remaining this year....

Financial planning

Financial advice regulatory and legal requirements, and applied ethical and professional reasoning and communication, were the two biggest problem areas in the October ex...

Financial planning

It will transition to computer-based testing for all three levels of the CFA program in 2021 with the transition already beginning for Level 1....

Policy & Regulation

Kaplan has seen many licensees and their financial advisers take a proactive approach and are already on the front foot with their exam preparation....

Financial planning

The Financial Adviser Standards and Ethics Authority has made some minor concessions around the financial adviser exam....

Financial planning

The Association of Financial Advisers has acknowledged that the financial adviser exam will likely act as a culling mechanism for inadequate advisers but has urged that t...

Financial planning

Deakin University Professor, Adrian Raftery, has slammed the Financial Adviser Standards and Ethics Authority for its unreasonable expectations in terms of continuing pro...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 3 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

3 days ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week 6 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks 6 days ago
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