The expansion will help financial institutions in Asia Pacific to manage initial margin requirements that are gradually coming into force. ...

The corporate regulator has commenced proceedings against Sydney-based derivatives provider Union Standard International Group over illegal Chinese activities....

Steven Marsh has been banned by the Australian Securities and Investments Commission for providing financial services for three years after making misleading representati...

The corporate regulator has cancelled the Australian financial services licence of retail over-the-counter derivative issuer Forex Capital Trading after clients incurred ...

AMP Life and AMP Capital have been fined $275,500 and $250,500 respectively, in relation to trade reporting rules....

The Australian Securities and Investments Commission has issued another clear warning to retail Over the Counter derivatives traders about the limitations of their licens...

The securities regulator has banned Yossef Ashkenazi of Victoria from providing financial services for a period of eight years....

The Australian Securities and Investments Commission has called on the retail over-the-counter derivatives sector to improve its practices....

The securities regulator has banned Mark Menzies from providing advice for four years following an investigation which found he had manipulated the price of 'MINI' warran...

The regulator has placed significant restrictions upon AFS licence holders that hold client money for trading in over-the-counter (OTC) derivatives....

Spread betting may have the characteristics of a derivative, but the Australian Securities and Investment Commission has taken a punt on spread bets not being financial p...

Daniel Park examines how derivatives can play many roles in risk management and return creation despite being under the microscope in recent times....

Insurance companies cited economic profit and loss volatility management as the top reason for using derivatives, according to Milliman....

Unlicensed conduct by OTC derivative providers has dramatically increased, and ASIC has clamped down on 40 unlicensed providers. ...