CODE

Life/Risk

The Financial Services Council has announced further consumer protections for the Life Insurance Code of Practice. ...

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Financial planning

The Australian Securities and Investments Commission’s most senior financial planning executives cited advice they had given to the chair of the Financial Adviser Standar...

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Financial planning

The Australian Banking Association has announced two temporary changes to the Banking Code of Practice, which have been approved by the corporate regulator....

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Financial planning

Capital Partners founder, David Andrews has backed the FASEA regime and the code of conduct as key differentiators between those giving advice and those flogging products...

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Policy & Regulation

Insurance inside superannuation needs a properly resourced code administrator with sanction powers, according to the Australian Securities and Investments Commission....

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Financial planning

More than 70% of financial advisers have expressed doubts they can adhere to the Financial Adviser Standards and Ethics Authority code of conduct as it currently exists....

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Financial planning

In the aftermath of the Australian Financial Complaints Authority outlining its approach to the Financial Adviser Standards and Ethics Authority code of ethics, questions...

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Financial planning

The Financial Adviser Standards and Ethics Authority will start its first consultation on the Code of Ethics on 12 November....

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Life/Risk

The Financial Services Council wants to extend its insurance code of conduct to “all life insurance distributors”....

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Policy & Regulation

The Finance Sector Union is arguing that the existing financial services regulatory regime has been found wonting and that the Royal Commission needs to recommend impleme...

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Financial planning

As the Financial Adviser Standards and Ethics Authority considers a new ethics standard for all advisers, the accounting sector reflects on industry change following the ...

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Superannuation

Yesterday’s report from the Parliamentary Joint Committee (PJC) Life Insurance Inquiry reinforces the importance of the Insurance in Superannuation Voluntary Code of Prac...

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People & Products

The Financial Services Council and the Financial Ombudsman Service have appointed a former ASK risk specialist as chair of the Life Code Compliance Committee....

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Policy & Regulation

The Australian Securities and Investments Commission has said its role is to endorse, not enforce industry codes of conduct with enforcement being a role for industry ass...

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MARKET INSIGHTS

James Patterson

How much did IRESS pay Deloitte for this analysis? Not sure they are the arbiter of intelligent forecasting in this spac...

17 hours ago
Howard Elton

Article makes no comment that the advisers leaving industry are older and have many years of work an life experience w...

2 days ago
Peter Robinson

This article appears to overlook the fact that there must be a fairly large group of advisers who missed out on the expe...

2 days ago

ASIC has secured travel restraint orders against a financial adviser while he is the subject of an investigation into alleged financial misconduct....

4 days 18 hours ago

Insignia Financial has unveiled a new operating model and executive team, including a new head of advice, while three senior executives are set to depart the licensee....

2 weeks 2 days ago

Analysis by Chant West of the annual performance of growth superannuation funds has uncovered which ones see the best performance....

1 week 1 day ago