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CHARGES
Policy & Regulation
Former financial adviser Ben Jayaweera has appeared in the Brisbane Magistrates Court charged with six counts of fraud involving around $5.9 million....
Accounting
A NSW SMSF accountant and former financial adviser has pleaded guilty to two charges of making false and misleading statements and fraudulent misappropriation of client f...
Financial planning
A former NAB financial adviser has appeared in court after ASIC brought two charges against him that he forged financial planning documents....
Financial planning
ASIC has discontinued proceedings against two out of five of the former directors of the collapsed Gold Coast-based fund manager, LM Investment Management....
MARKET INSIGHTS
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Podcast
My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...
Dugald makes a great point that not everyone's definition of green is the same and gives a good example. Funds have bee...
How did they get the AFSL in the first place? Given the green light by ASIC. This is terrible example of ASIC's incompet...