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AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Financial planning
The Australian Securities and Investments Commission has announced that entities who sell funeral expenses facilities will be required to hold an Australian financial ser...
Financial planning
Listed firms that have been suspended for up to 10 days will be allowed certain ‘low doc’ offers such as rights offers, placements, and share purchase plans, even if they...
Financial planning
The Australian Securities and Investment Commission has announced it will recalibrate its regulatory priorities to focus on COVID-19 challenges, suspending all not time-c...
Financial planning
The Financial Planning Association wants the Government to commission the Australian Securities and Investments Commission to monitor the escalating costs of practicing a...
Financial planning
The Australian Securities and Investments Commission Annual Forum and Annual Dinner will be rescheduled for a later date....
Financial planning
The Federal Government is being confronted by an increasingly united front on the need to retain the deductibility of advice fees from MySuper products....
Superannuation
The proposed legislation could motivate advisers to enter into ongoing fee arrangements with superannuation members, according to a super body. ...
Financial planning
The Financial Planning Association wants managers of advice licensees subjected to the same reference-checking protocols as advisers in circumstances where it says it has...
Policy & Regulation
Licensees work hard for the stamping fees they are paid and should be entitled to keep them, according to Investment Collective managing director, David French....
Financial planning
Firms looking to structure its group purchasing arrangements should look to alternatives as the group purchasing body relief might be replaced soon....
Policy & Regulation
A coalition of consumer groups has pointed to key changes to advice and life insurance resulting from the Royal Commission and insisted on no loopholes and no carve-outs....
Financial planning
Financial Planning Association chief executive, Dante De Gori has pointed to the impacts of increasing regulatory oversight with the cost of generating a statement of adv...
Policy & Regulation
External law firms have been brought in as the Australian Securities and Investments Commission looks to wrap up referrals from the Royal Commission....
Financial planning
The Australian Securities and Investments Commission had staff on-site at the major banks and AMP for 216 days during October 2018 and December 2019....
Financial planning
Anthony Dick has been charged after using clients’ savings to fund his own personal lifestyle expenses....
MARKET INSIGHTS
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Podcast
My view is that after 2026 there will be quite a bit less than 10,000 'advisers' (investment advisers) and less than 100...
Dugald makes a great point that not everyone's definition of green is the same and gives a good example. Funds have bee...
How did they get the AFSL in the first place? Given the green light by ASIC. This is terrible example of ASIC's incompet...