While the amount of exchange traded fund offerings has exceeded 200 there are still gaps for more offerings, according to ETF Securities....

The Australian Securities and Investment Commission has signed a Memorandum of Understanding with the European Securities and Markets Authority regarding financial benchm...

The Australian Securities and Investments Commission has confirmed that superannuation funds which pay fines from member’s capital are under no specific obligation to tel...

The Australian Securities and Investments Commission has issued a warning to firms seeking to operate under a ‘general advice’ model....

The Australian Securities and Investments Commission has signalled its continuing scepticism about mortgage broker commissions while claiming consumer research has valida...

Peter Goudie has been banned by ASIC for prioritising his own interest over his clients’ and not providing SOAs....

ASIC has sued NAB for dealing with unlicensed home loan introducers in one of the first pieces of litigation resulting from the Royal Commission....

The Australian Securities and Investments Commission has told financial planning firms it expected them to “keep up” with the implementation of regtech....

The Australian Securities and Investments Commission has issued another clear warning to retail Over the Counter derivatives traders about the limitations of their licens...

Saxo Capital Markets has welcomed ASIC product intervention powers and reinforced the importance of responsible leverage....

The Financial Services Council has welcomed new legislation aimed to provide more protection for consumers from poor financial products....

The Australian Securities and Investment Commission has imposed additional licence conditions on SMSF Advisers Network....

Many consumers are worryingly unaware of the distinction between general and personal advice, with 47 per cent of Australians incorrectly identifying general advice....

The rules and definitions imposed by superannuation funds is core to the barriers to access to super faced by indigenous people....