Australian financial services licence


ASIC confirms licensees have been notifying adviser code breaches

ASIC warns real estate agents on early release super advice

New AFSL for entities who sell funeral expenses facilities

Future of group purchasing bodies unclear

ASIC cancels AFS licence of KP International Group Australia

ASIC takes action against Marco’s managed investment scheme

Platinum Perpetual Global Private Wealth AFSL cancelled after police charges

Law and order… and ASIC

AAT upholds ASIC ban of client adviser

ASIC issues retail OTC warning

Exclude advice obligations from insurance claims – ASFA

ASIC imposes additional conditions on SMSF Advisers Network

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Planning licensees amongst biggest ASIC funders

ASIC slaps 8-year ban on former director of derivatives issuer