An adviser’s relationship with their client trumps investment performance, according to an industry panel, and too many advisers are hanging their value proposition on fi...

A former financial adviser has pleaded guilty to providing a financial service on behalf of a person who carries on a financial services business while unauthorised to do...

Some 25% of financial advisers think they will be leaving the industry during the coming five years, research by Investment Trends finds....

A financial adviser jailed for importing and smuggling cocaine has had the Australian financial services licence of his Alice Springs-based firm suspended....

The Authorised Representatives Association will merge with The Advisers Association on 1 July, 2022, after its members voted to close the 40-year old association....

Research by Wealth Data has revealed the total number of advisers who have enough experience to qualify for the proposed experience pathway if it is enacted....

While 2022 is showing the continuation of a surge of new advisers, it is not enough to offset those leaving the industry, according to Wealth Data....

Over a quarter of paraplanners would be open to becoming financial advisers, creating an opportunity for them to consider the professional year as hundreds exit the indus...

The tribunal noted that the adviser has suffered with loss of employment and was the sole breadwinner as a single mother, and thus should have a reduced penalty....

A leading suicide and mental health expert from Griffith University has urged the advice industry to undertake research into the effect that regulatory change may have ha...

The burden of the Financial Adviser Standards and Ethics Authority’s requirements combined with the high costs imposed by the Australian Securities and Investments Commis...

Two very different surveys have confirmed that trust sits at the heart of good relationships between advisers and their clients....

Max Kiattisak Eung has been sentenced to jail after pleading guilty to obtaining financial advantage by deception of $166,500....

The research house has included superannuation research in its iRate platform, making an understanding of super “no longer optional” for advisers....