The corporate regulator has cancelled the Australian financial services licence of retail over-the-counter derivative issuer Forex Capital Trading after clients ...
The Australian Securities and Investments Commission has issued another clear warning to retail Over the Counter derivatives traders about the ...
Australian financial services licensees that offer over-the-counter derivatives to retail investors overseas might be breaking overseas laws.
The Australian Securities and Investments Commission has called on the retail over-the-counter derivatives sector to improve its practices.
Unlicensed conduct by OTC derivative providers has dramatically increased, and ASIC has clamped down on 40 unlicensed providers.
ASIC has identified serious non-compliance issues and significant failures in the retail OTC derivatives industry.
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© 2025 All Rights Reserved. All content published on this site is the property of Prime Creative Media. Unauthorised reproduction is prohibited