Australian Securities And Investments Commission

A former Coffs Harbour mortgage broker has pleaded guilty to seven fraud charges relating to over $6 million in misappropriated ...

Greg TanzerThe securities watchdog has issued a consumer alert warning Australian investors to avoid offshore financial products that do not ...

The corporate regulator has released two new regulatory guides detailing the general obligations of Australian Financial Services (AFS) licensees under ...

Amid continuing fallout from the US sub-prime meltdown, the Australian Securities and Investments Commission(ASIC) has prosecuted a Canberra-based mortgage broker ...

The Australian Securities and Investments Commission (ASIC) has been told that it needs to refine the arrangements surrounding its financial ...

Jeffrey LucyAfter announcing his resignation from the position of commissioner at the Australian Securities and Investments Commission (ASIC), Jeffrey Lucy ...

Two former Perth-based directors of Australian publicly-listed companies have been convicted of share warehousing, the first successful share warehousing prosecution ...

Calls for a single ‘one-stop shop’ online breach reporting system for dual regulated institutions, has received strong endorsement within the ...

A former director of Newcastle-based property investment company Future Management Group Limited, was yesterday sentenced to an effective two-year suspended ...