The regulator has cancelled the AFSL and credit licence of liquidated Ultiqa Lifestyle Promotions following a $19,000 unpaid AFCA determination ...
Former Sydney financial adviser, David Valvo, has pled guilty in court to a charge of dishonest conduct.
ASIC has made two appointments to its senior executive leadership team covering regulation and enforcement following an international search.
With a quarter of AFSLs being held by single authorised representatives, is the rise of self-licensing and market fragmentation making ...
ASIC has cancelled the AFSL of a $250 million Sydney fund manager, one of two AFSL cancellations announced by the ...
ASIC has shared data on its licensing activity during the 2023–24 financial year, including how many were cancelled or suspended.
A Sydney-based financial adviser has been banned from providing financial services in the interest of consumer protection after failing to ...
The AFSL of a Victorian firm authorised to provide financial product advice has been cancelled as the business is being ...
Money Management compiles ASIC’s enforcement action against financial advisers and licensees during the third quarter of 2024, including sentencing, bannings ...
In financial markets, excitement drives headlines. Equity markets rise, fall, and recover — creating stories that capture attention. Yet sustainable...
Winner of Executive of the Year – Funds Management 2025After years at Goldman Sachs and Credit Suisse, Jonathan Belz founded...
Cryptocurrency liquidity has become a cornerstone of sophisticated wealth management strategies, with real-time settlement capabilities revolutionizing traditional investment approaches. The...
In this episode of Relative Return, host Laura Dew chats with Roy Keenan, co-head of fixed income at Yarra Capital...
