Policy & Regulation

The former chief executive of van Eyk Research has been sentenced following his conviction for dishonestly using his director position.

APRA has imposed additional licence conditions on trustees of superannuation funds within the Insignia Group which have over $185 billion...

Assistant Treasurer and minister for financial services, Stephen Jones, has welcomed the Senate inquiry into ASIC investigation and enforcement.

The Senate Economics References committee has published the terms of reference for its inquiry into ASIC enforcement and welcomed submissions.

There were almost 900 breach reports made to ASIC regarding financial advice activities in the first nine months of its...

Timeshare company Ultiqa Lifestyle Promotions has been ordered by the Federal Court to pay $900,000 following a ruling its advisers...

Chairs of Australia’s financial regulators have told the House of Representatives economics committee of their focuses for the year ahead...

ASIC has banned a Sydney director for three years after he tried to approach determinations by the Australian Financial Complaints...

The Australian Law Reform Commission has published its second interim report on changes to financial services legislation including a proposed...

The corporate regulator has made an interim stop order on a fund investing in shopping centres because of a non-compliant...