Policy & Regulation

The major financial services regulators need to be comprehensively audited to ensure they are actually delivering value for money in...

Millinium Capital Managers has filed court proceedings against four defendants for breach of contract and consumer law.

Platform providers and those engaged in managed accounts will need to be alert to new regulations which extend the sweep...

FASEA chief executive Stephen Glenfield has defended the 90% pass rate of the FASEA exam, saying the authority’s exam was...

The Financial Adviser Standards and Ethics Authority needs to take greater responsibility for implementation of the Code of Ethics.

The Australian Securities and Investments Commission has flagged that there are at least two matters emanating from the Royal Commission...

Superannuation funds will also be exposed to the Australian Securities and Investments Commission’s enhanced search warrant powers according to the...

The Federal Government has tabled exposure draft legislation which would give the Australian Securities and Investments Commission phone tapping and...

The Australian Securities and Investments Commission has launched civil action in the Federal Court over the telephone sale of life...

Financial planning organisations are seeking clarity from the Government on how its proposed new central disciplinary body for financial advisers...