Policy & Regulation

The Australia Financial Complaints Authority may have ‘paused’ processing complaints against insolvent financial firms, but the Australian Securities and Investments...

The Australian Securities and Investments Commission has confirmed that AMP Limited is facing multiple legal/regulatory issues – citing between “5...

The Australian Securities and Investments Commission (ASIC) has been challenged by members of a Parliamentary Committee to hold itself to...

The Australian Securities and Investments Commission has broken new ground by successfully pursuing a criminal conviction against Pershing Securities over...

The chair of a key Parliamentary Committee has raised the Australian Securities and Investments Commission’s errors within its controversial SMSF...

The Federal Court has delivered two judgements against Kent Hacker and his business One Stop Global Staffing for contravening the...

The law, as it stands, around financial services licensing and managed investment schemes was not designed or intended to handle...

IOOF has confirmed the final settlement of a class action brought against it related to a failed prosecution by the...

New regulations, which bizarrely define class actions as ‘managed investment schemes,’ could stymie the compensation payouts of millions of Australians...

The Australian Securities and Investments Commission will not escalate its responsible lending case against Westpac to the High Court, citing...