Policy & Regulation

The Australian Securities and Investments Commission has seen a “significant escalation” in complaints about unlicensed operators providing financial product advice...

The Australian Securities and Investments Commission has confirmed that its industry funding model is helping underwrite the cost of consumer...

A new survey has revealed Australia as a global laggard on portfolio holdings disclosure with Morningstar delivering it a lowest-possible...

Financial advisers may be significantly constrained in using the term “independent” but asset consultants are largely in the clear because...

The Financial Services Council has nominated initiating a compensation scheme of last resort as one of the major challenges facing...

Both the Australian Securities and Investments Commission and the Treasury will need adequate funding and resourcing to handle their new...

Financial advisers and authorised representatives looking to provide claims handling services for insurance products will be able to represent more...

The corporate regulator has commenced proceedings against Sydney-based derivatives provider Union Standard International Group over illegal Chinese activities.

Anyone looking for over the top largesse being heaped on the Australian Securities and Investments Commission will be sadly disappointed.

A belief that it cannot win has persuaded the Australian Securities and Investments Commission against appealing the decision of the...