Policy & Regulation

ASIC has suspended the Australian Financial Services (AFS) licence of Dixon Advisory & Superannuation Services Pty Limited.

Westpac-subsidiary BT Funds Management has been fined $20 million for incorrectly charging commission payments to certain superannuation fund members.

The Australian Securities and Investments Commission has banned Melbourne-based adviser Mark Christopher Babbage from providing financial services or engaging in...

The Australian Securities and Investments Commission has confirmed 10 financial advice misconduct criminal cases are before the courts with six...

The Australian Securities and Investments Commission has commenced surveillance into the marketing of managed funds following recent enforcement against fund...

The regulator has permanently banned former authorised representative, Roderick Halligan, from providing financial services for contravening financial services laws and...

Financial advisers are being asked for feedback by the regulator on the Financial Services and Credit Panel.

Aware Financial Services Australia Limited has been ordered by the Federal Court to pay a $20 million penalty for charging...

AUSTRAC has ordered the appointment of an external auditor to three entities within the Bell Financial Group to investigate whether...

The corporate regulator will be working with regulatory technology entities for its Business Research and Innovation Initiative, dealing with the...