Policy & Regulation

The regulator has accepted an enforceable undertaking from Commonwealth Financial Planning and BW Financial Advice for charging fees to customers...

The Federal Government has released draft legislation allowing the Australian Securities and Investments Commission to recoup its costs from industry...

Financial Adviser Standards and Ethics Authority chief executive, Deen Sanders, has signalled his departure from the organisation.

The Australian Securities and Investments Commission has been urged not to allow the newly-formed Australian Financial Complaints Authority to name...

ASIC is continuing to bring SMSF auditors under greater scrutiny with the regulator making two disqualifications this week for a...

The Federal Government has focused its Bank Executive Accountability Regime on the four big banks, giving smaller institutions an extra...

David Gonski will today launch the 30% Club’s 30% Surge for Diversity campaign, aimed at building on momentum to achieve...

The regulator has placed significant restrictions upon AFS licence holders that hold client money for trading in over-the-counter (OTC) derivatives.

An Australian Prudential Regulation Authority has found Australia’s major banks, insurers and superannuation funds falling short on executive remuneration practices.

Independent Reserve has become the first Australian digital currency exchange to be regulated by the Australian Transaction Reports and Analysis...