Policy & Regulation

Sydney-based planner, Claire Mackay has been included in the inaugural board of the new Australian Financial Complaints Authority.

The regulator has set its sights on misleading or deceptive conduct in the marketing or selling of “initial coin offerings”...

The Australian Securities and Investments Commission has disqualified Western Australia-based Paul Tattersall from being an approved self-managed superannuation fund auditor.

The Australian Securities and Investments Commission has cancelled the registration of 117 self-managed superannuation fund auditors.

The Commonwealth Bank has entered an Enforceable Undertaking with the Australian Prudential Regulation Authority after a Prudential Panel identified multiple...

The Federal Treasurer, Scott Morrison has sent a clear signal that the Government won’t be tinkering with the superannuation guarantee...

The Australian Securities and Investments Commission has permanently banned three Sydney-based mortgage brokers from engaging in credit activities.

The Australian Securities and Investments Commissions has taken action to wind up five land banking companies and disqualify two officers...

The Institute of Public Accountants has accused the Australian Securities and Investments Commission of being more focused on revenue than...

Victims of Financial Fraud has called for former Australian Securities and Investments Commission chair, Greg Medcraft, be listed on the...