Policy & Regulation

The Australian Securities and Investments Commission has commenced proceedings against AMP Financial Planning in the Federal Court, alleging that it...

The Australian Securities and Investments Commission has banned Mark Damion Kawecki from providing financial services for seven years.

The investment regulator has imposed conditions on the financial services licence of Aurora Funds Management Limited following the misappropriation of...

The Australian Securities and Investments Commission has accepted an enforceable undertaking from Vantage Global Prime Pty Limited.

The investment regulator has become one of the first signatories to an enhanced standard for cross-border enforcement cooperation.

The Federal Court has approved the Commonwealth Bank’s $25 million settlement with the Australian Securities and Investments Commission regarding the...

The Australian Securities and Investments Commission (ASIC) has released new guidance ahead of the start of the Australian Financial Complaints...

AFRM Claims Advocacy has called on a Parliamentary Joint Committee to recognise the Financial Services Council’s call to allow insurers...

An independent study has shown that the Age Pension application process is a deeply complex and frustrating experience for many...

Federal Treasurer, Scott Morrison has claimed it is retiree battlers who will suffer most under the Federal Opposition’s proposed changes...