Policy & Regulation

The Australian Securities and Investments Commission has launched Federal Court action against NAB and its superannuation entities over fees for...

The Australian Securities and Investments Commission has accepted an enforceable undertaking from a Wollongong-based financial adviser.

The Australian Securities and Investments Commission has signalled that it will be undertaking a shadow shop of superannuation funds.

The Australian Prudential Regulation Authority has pointed to multiple instances where lower level bank employees have suffered pay cuts related...

Westpac has admitted breaching its responsible lending obligations when providing home loans, and agreed to a $35 million civil penalty...

The Treasurer, Josh Frydenberg has signalled his intention to take a greater role in superannuation and financial services policy, albeit...

The Australian Prudential Regulation Authority (APRA) has reopened its investigations into the IOOF and Colonial First State superannuation businesses in...

Two former industry fund senior executives have been appointed as full-time members of the Australian Securities and Investments Commission (ASIC).The...

A Parliamentary Committee has been told that public servants working within the Australian Securities and Investments Commission are eligible to...

New research conducted by RBC Investor and Treasury Services has confirmed that regulation is the big challenge facing asset managers.