Lifespan expands compliance team
Lifespan Financial Planning has announced a compliance team expansion with two new hires, Anna Mirzoyan and Aaron Beyer, who will take the newly created roles of compliance and technical officer and compliance officer, respectively.
Both roles would be expected to underpin technical support service and compliance framework the firm offered to its clients. According to Lifespan’s chief executive, Eugene Ardino, the addition of the two new roles was a necessity due to a growing and more complex compliance demands on licensees.
Mirzoyan joined from MLC Wealth where she was a technical consultant and prior to that, she worked at Fiducian Financial Services.
Following this, Beyer joined from Shaw and Partners where he was responsible for conducting compliance audits for brokers and planners and vetting statements of advice (SOA). Prior to this, he held a number of adviser support roles.
“The compliance regime for planners has become much more demanding in the wake of Hayne Royal Commission,” Ardino said.
“Licensees have a duty to their authorised representatives to stay on top of the changes, and the only way to do that is to strengthen the compliance function.”
Recommended for you
Apostle Funds Management has appointed the newly created position of director, head of wholesale as the firm expands its Australian footprint in the wholesale sector.
Recruitment manager Robert Half has shared the most in-demand roles in financial services that firms are finding difficult to fill, driven by ASIC’s growing focus on risk and compliance.
ASIC chief executive, Warren Day, is among senior executives to depart the corporate regulator amid changes to its leadership team.
Iress has completed the sale of its platform business, bringing $4.1 billion in funds under administration over to Praemium.