With 4.2 financial advice firms expected to fail per year, what type of problems can occur that could cause a licensee or micro-AFSL to go under?...

Sequoia Financial Group has received a defence and counterclaim from Tim McGowen regarding the acquisition of Informed Investor....

The head of Mayfair 101, James Mawhinney, has been charged with four counts of engaging in dishonest conduct....

Top-performing business development managers are seeing bonuses of up to 90 per cent of their salary as new investment products and advisers’ usage of managed accounts me...

The Joint Associations Working Group has issued a statement urging the government to fix the Quality of Advice Review legislation to prevent an “unworkable” path forward....

Count Financial’s acquisition strategy shows no signs of slowing down, as the company’s equity firm acquires a $1.4 million stake in a Gold Coast accounting business....

With a weekly loss of 14 advisers led by declines at Count Financial, the financial advice industry has fallen below the 15,600 line....

The Federal Court of Australia has pushed back a decision on the class action settlement for two weeks....

Advisers need to expand their understanding of responsible investing in response to Australia’s increasing demand, according to an RI specialist....

Wealth Data has revealed which financial advice licensee has lost the greatest number of advisers this financial year-to-date, with the firm declining by 59 advisers over...

With the first quarter of 2024 behind us, Money Management takes a look back at the biggest M&A deals in financial advice over the period....