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The Australian Securities and Investment Commission has suspended the license of New South Wales financial services firm, Divitiarum Audax Pty Limited.

29 April

Financial planning

ASIC bans CEOs for six years

The two joint chief executive officers of a managed investment scheme operator, Australian Mutual Holdings Limited

The Government has moved a step closer to the implementation of a last resort compensation scheme covering the financial services industry.

29 April

Financial planning

AFA accuses Govt of interfering in AFSL contracts

The Association of Financial Advisers has accused the Government of unliterally and retrospectively seeking to

A formerly-convicted South Melbourne resident had again been convicted yesterday in court for operating a financial services business without a license.

24 April

Financial planning

Are financial planners facing double jeopardy?

The Financial Planning Association has warned the Australian Financial Complaints Authority of the risk of

24 April

Financial planning

Abolishing LRBAs detrimental to small business owners, SMSFs: Thinktank

Abolishing limited recourse borrowing arrangements would be detrimental to small business owners and SMSFs, as

24 April

Financial planning

Use of compensation consultants is lining CEOs’ pockets

New research has found that the top 500 ASX listed companies that use compensation consultants pay their chief

ASIC warns against use of binary option provider

23 April

Financial planning

FPA issues PI warning on legacy AFCA complaints

The Financial Planning Association has warned the Australian Financial Complaints Authority of significant

23 April

Financial planning

Rocky housing market sees fixed rate demand fall

Demand for fixed rate home loans fell 1.38 per cent in March, according to Mortgage Choice’s latest national home

18 April

Financial planning

ASIC pursues criminal action against banned former NAB planner

The Australian Securities and Investments Commission has announced it is pursuing criminal charges against a

Fat Cat Funds that consistently underperform are trapping $59 billion a year with $777 million paid in fees, according to Stockspot. The robo-adviser's latest Fat Cat Funds report found the top Fat Cat Funds were ANZ (OnePath) with 239 Fat Cat Funds, AMP

18 April

Financial planning

CFS announces platform fee reductions

Colonial First State has announced significant platform fee reductions.

The National Australia Bank (NAB) has told a Senate Committee that it will not oppose the Life Insurance Code of Practice becoming registered with the Australian Securities and Investments Commission (ASIC) and therefore legally enforceable. However NAB c

18 April

Financial planning

NAB remediation bill rises another $525 million

National Australia Bank has added $525 million to the cost of its client remediation programs.

Majority of those belonging to Generation Y felt financial products were not tailored to their needs, while two-thirds preferred face-to-face learning rather than digital tools.

18 April

Financial planning

Millennials’ good financial habits don’t alleviate stress

Despite have better financial habits than the overall population, millennials are still pessimistic about their

17 April

Financial planning

ASIC bans another financial adviser for 5 years

ASIC has banned Adelaide-based adviser, Peter Anthony Chigwidden, from providing financial services for a period

Financial planning

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ASIC bans CEOs for six years

AFA accuses Govt of interfering in AFSL contracts

Are financial planners facing double jeopardy?

Abolishing LRBAs detrimental to small business owners, SMSFs: Thinktank

Use of compensation consultants is lining CEOs’ pockets

FPA issues PI warning on legacy AFCA complaints

Rocky housing market sees fixed rate demand fall

ASIC pursues criminal action against banned former NAB planner

CFS announces platform fee reductions

NAB remediation bill rises another $525 million

Millennials’ good financial habits don’t alleviate stress

ASIC bans another financial adviser for 5 years

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