Latest Financial Planning & Services News from Money Management

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The Institute of Public Accountants has called on the federal government to extend the write-off initiative for 2017-2018.

Industry news

Astute Wealth sends cease and desist to Lumiant

It intends to commence proceedings against Lumiant if certain terms are not met in a week, regarding copyright

13 July

Industry news

Help given to prevent financial abuse

An online platform will help advisers to prevent their clients from suffering financial abuse as misconduct rises

13 July

Money Management Original

Sept FASEA exam takers will know fate before Nov deadline

Advisers taking the September Financial Adviser Standards and Ethics Authority exam will receive their results

12 July

Industry news

Dixon Advisory to pay $7.2m for breaching Corporations Act

The Australian Securities and Investments Commissions has announced entered a conditional agreement with Dixon

9 July

Money Management Original

Rate of adviser exits to prolong

The current forecast still assumes the number of advisers will fall and plateau to 15,000 but this may take longer

9 July

Managed accounts met the requirements of the post-FOFA world of compliance, client centricity and scalability, and had grown 27 per cent in the six months to December 2016.

Industry news

Compliance continues to be top adviser challenge

The most burdensome compliance-related task for advisers are file noting and data collection at the fact-find

9 July

Money Management Original

Financial press not a substitute for professional advice

Asked during a Parliamentary committee, Fiducian says reading the financial press is not a substitute for

9 July

Industry news

All advisers allowed to sit Nov FASEA exam

The Financial Adviser Standards and Ethics Authority has walked back on the three-month rule, and will also add

8 July

Industry news

Industry teams up to deliver DDO templates

The Financial Services Council has announced a collaborative work with members across the financial services

8 July

Money Management Original

FASEA exam takers should not rely on licensee policies

Exam takers too often rely on their licensee policies, rather than their Corporations Act requirements, which has

8 July

Money Management Original

Guidance to be given on Sydney FASEA exam

Due to the Sydney lockdown, the Financial Adviser Standards and Ethics Authority is currently assessing its

8 July

Industry news

BT Panorama hits $100b FUA

The migration of accounts from BT Wrap to BT Panorama has transitioned over 150,000 accounts and over $56.6

8 July

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MC Hammer

The types of docs we need to give to clients:

FSG
OSA
FCF (fee consent form)...

Parliamentarian calls 100-page SOA ‘absurd’7 hours 39 min ago

Funny

"...the corporate regulator had reason to believe that they were not adequately trained...

ASIC bans two advisers for five years 7 hours 49 min ago

Wonder Dog

So why so hard for the ladies constantly banging in about equality. Men have many home care...

FASEA a barrier for women staying in the industry9 hours 41 min ago

Financial planning

Guides

Astute Wealth sends cease and desist to Lumiant

Help given to prevent financial abuse

Sept FASEA exam takers will know fate before Nov deadline

Dixon Advisory to pay $7.2m for breaching Corporations Act

Rate of adviser exits to prolong

Compliance continues to be top adviser challenge

Financial press not a substitute for professional advice

All advisers allowed to sit Nov FASEA exam

Industry teams up to deliver DDO templates

FASEA exam takers should not rely on licensee policies

Guidance to be given on Sydney FASEA exam

BT Panorama hits $100b FUA

MC Hammer

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Wonder Dog

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