Latest Financial Planning & Services News from Money Management

Guides

Clients of a bankrupt ‘financial adviser’ will be able to commence and take fresh proceedings against her at a later date.

Money Management Original

ASIC remediation regime could bankrupt small advice practices

The Financial Planning Association has warned that without a scaled approach by the Australian Securities and

10 March

Self-employed people aged between 60 and 64 have around half the super of employees under SG, according to ASFA.

Money Management Original

Salaried advisers signal preference for self-employment

While financial advisers have signalled they are generally open to switching licensees, salaried advisers have

10 March

Industry news

Investors likely to lose money if emotional investing continues

Emotional investing costs investors around 3% in lost returns a year over the long-term, according to Oxford Risk.

10 March

Industry news

Almost 31% of home loans in arrears

Almost 31% of Australian mortgages are in arrears, with SA and Queensland the worst hit states, according to a

10 March

Industry news

Dividend return welcomed by philanthropic investors 

The return to strong dividends in 2021, though lower than pre-pandemic, will be helpful for philanthropic

10 March

The Financial Planning Association is arguing for professional associations to be embedded in the breach reporting regime under a co-regulatory approach.

Money Management Original

Will ASIC's adviser breach regime overwhelm its own resources?

The increased volume of reports generated from upcoming changes to the Australian Securities and Investments

9 March

Money Management Original

Will reference-checking be the big cost in adviser recruitment?

As the major licensees compete to attract advice businesses and individual advisers, the Australian Securities and

8 March

Industry news

Dover and McMaster handed penalty

Dover Financial Advisers have been ordered to pay a $1.2 million penalty for engaging in false or misleading

5 March

Industry news

Planning and accounting groups unite against ASIC levy rise

Five planning and accounting groups have united to press the Government to override the Australian Securities and

5 March

The Finance Sector Union wants an independent Government regulator to handle background checks and other protocols aimed at weeding out financial services bad apples.

Industry news

Ex-adviser charged for fabricating wholesale certificates

Ezzat-Daniel Nesseim has been charged with 16 offences and the corporate regulator alleged that he gave false

5 March

Significant growth in adviser numbers over the last 12 months has prompted the Madison Financial Group to appoint Jaime Johns as national practice development manager.

Money Management Original

Another 30 advisers leave the industry this week

Although a quick look at the ASIC’s Financial Adviser Register shows a departure of another 33 advisers from the

5 March

Industry news

Pandemic has worse effect on women’s mental health

Women have been more likely to be adversely affected by the pandemic when it came to work, increasing the

5 March

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The cost of developing a digital advice solution that can provide impartial advice customised to...

ASIC confirms advisers don’t back digital advice 5 min 16 sec ago

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This is awesome news.

ASIC can't organise a chook raffle in a hen house.

The...

ASIC business registers to roll under the ATO 14 min 17 sec ago

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More carve outs for ASIC's union buddies.

Sounds like after all this "reform...

ASIC considers regulatory relief for limited advice ROAs19 min 53 sec ago

Financial planning

Guides

ASIC remediation regime could bankrupt small advice practices

Salaried advisers signal preference for self-employment

Investors likely to lose money if emotional investing continues

Almost 31% of home loans in arrears

Dividend return welcomed by philanthropic investors

Will ASIC's adviser breach regime overwhelm its own resources?

Will reference-checking be the big cost in adviser recruitment?

Dover and McMaster handed penalty

Planning and accounting groups unite against ASIC levy rise

Ex-adviser charged for fabricating wholesale certificates

Another 30 advisers leave the industry this week

Pandemic has worse effect on women’s mental health

Anon

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