FINANCIAL PLANNING

INDUSTRY NEWS

ASIC has released the exam results for its June sitting of the financial adviser exam....

INDUSTRY NEWS

The 2024 calendar year is now expected to report bigger losses than 2023, despite a strong start, as the last two weeks of June have seen heavy triple-digit adviser losse...

INDUSTRY NEWS

The first Delivering Better Financial Outcomes bill has now passed both the Senate and the House of Representatives....

INDUSTRY NEWS

The Delivering Better Financial Outcomes bill has been passed in the Senate following amendments....

INDUSTRY NEWS

Senator Andrew Bragg has released the final report of the ASIC inquiry, making 11 recommendations as to how the corporate regulator can be improved....

INDUSTRY NEWS

A financial adviser describes how he reached “breaking point” over the FASEA system when he falsified his financial adviser exam result, while the judge shares why he var...

INDUSTRY NEWS

Sequoia Financial Group has announced it is restructuring its business following a shareholder dispute which will see it reduce headcount by 10 per cent....

INDUSTRY NEWS

With the median annual advice fee up by 58 per cent from 2018, financial advisers are being encouraged to ensure clients confidently see value in the price they pay each ...

INDUSTRY NEWS

A financial adviser who was permanently banned for falsifying his financial adviser exam result has seen the banning amended following a successful appeal to the Administ...

INDUSTRY NEWS

Looking over the past five financial years, which advice licensees have demonstrated consistent long-term share price growth for their investors?...

INDUSTRY NEWS

With financial advice leaders often wearing too many hats in the business, two consulting professionals underscore the value of letting go and empowering staff to drive g...

INDUSTRY NEWS

ASIC has suspended the AFSL of a Sydney advice firm, the first action it has taken in the new financial year....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 months ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

3 months ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

3 months 1 week ago

BlackRock Australia plans to launch a Bitcoin ETF later this month, wrapping the firm’s US-listed version which is US$85 billion in size....

1 week 3 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

3 weeks 2 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

3 weeks 1 day ago
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