Articles tagged with 'Margin-Lending'

Money Management 4minutes

3 March 2010 | The only dedicated multimedia news bulletin for the financial advice industry. 7 days of news in under 4 minutes. Proudly sponsored by Securitor.


Bell signals further growth

22 February 2010 | Bell Financial's 2008 acquisition of Southern Cross Equities has paid dividends, prompting the group to look at further growth.


Buyer beware: margin lending is back in vogue

22 February 2010 | Bernie Ripoll warns about the return of margin lending into the financial sector, and the dangers the practice poses for unwary investors.


Money Management 4minutes

06:00 AM | The only dedicated multimedia news bulletin for the financial advice industry. 7 days of news in under 4 minutes. Proudly sponsored by Macquarie.


Ripoll slams margin loan 'spruikers'

10 February 2010 | PJC chair warns the rising number of margin lending clients should "be of concern to banks and regulators", while slamming spruikers who target the vulnerable.


ASIC updates guidance on margin lending

8 December 2009 | The new regime for margin lending imposes new responsible lending requirements and clarifies responsibility for providing notification of margin calls, ASIC said.


Money Management 4minutes

21 October 2009 | Stay in touch with the issues affecting your industry with Money Management's video news burst. 7 days of news in under 4 minutes. Proudly sponsored by Securitor.


New margin lending regime revealed

25 September 2009 | The Federal Government has revealed the draft regulations that will make up its new margin lending regime, including an example PDS.


The Black Swan has landed: how to keep portfolios intact during times of stress

28 August 2009 | In the final part of their series on the risks of margin lending, PAUL RESNIK and PETER WORCESTER conclude that planners need to stress test a client’s portfolio in order to mitigate potential Black Swan events.


'Quick fix' margin lending rules just the beginning

20 August 2009 | New client suitability tests for margin lending may be only the beginning of such assessments for financial services products, a specialist lawyer has said.


Bendigo and Adelaide Bank in capital raising

10 August 2009 | Bendigo and Adelaide Bank raises capital as it looks to growth opportunities in the wealth management arena.


Treasury readies draft margin lending documents

6 August 2009 | Draft margin lending regulations and 'example documents', including a draft Product Disclosure Statement, are likely to be released within the next couple of weeks, according to a Treasury executive.


ASIC consults on margin lending

14 July 2009 | The Australian Securities and Investments Commission has opened up consultations on its proposed new margin lending regime at the same time as reminding advisers about their AFSL obligations.


Complaints over CGI systems failure continue

8 July 2009 | Former clients of Storm Financial and Colonial Geared Investments are continuing to voice frustration about the shortcomings of the system employed by CGI in managing their margin lending and share portfolios during the market dislocation last year and in the weeks prior to the total sell-down of the Storm index fund.


Double gearing: what happens when markets fail?

6 July 2009 | Peter Worcester and Paul Resnik continue their examination of the risks involved in borrowing to invest.


CGI admitted systems were 'inaccurate': submission

30 June 2009 | The client of a Securitor financial planner has detailed his adviser's struggle with Colonial Geared Investments in the second half of last year to provide the appropriate information regarding his investments.


A credit crunch of a different kind

15 June 2009 | The consumer credit and margin lending space is changing, so be prepared, write SONNIE BAILEY and MELANIE SHERRIN.


MIS-sing the mark

1 June 2009 | The Australian financial planning industry is again the subject of severe criticism over the collapse of an agricultural managed investment scheme specialist, Great Southern.


Who owns the margin lending client?

7 May 2009 | Under the new margin lending regulations, margin lenders will have responsibility for informing clients of margin calls, unless separate arrangements are put in place to name the planner as responsible.


A guide to safe margin lending

1 May 2009 | Margin lending can reap rewards for investors when times are good, but can prove disastrous in bear markets. LUCINDA BEAMAN finds out what makes up a successful margin lending strategy.


Follow the money to the margin lending scandal

24 April 2009 | Concealments and biases in relation to margin lending reflect the necessity for planners and clients to share in the decision-making process, write PAUL RESNIK and PETER WORCESTER.


The overselling of gearing

26 March 2009 | In light of Storm Financial and the general market downturn, the industry faces key issues in relation to gearing, writes Dominic McCormick.


The companies who pay Storm Financial

18 March 2009 | Details regarding the circumstances of the former clients of Storm Financial have emerged in the business profile created by business brokers Kenyon Prendeville.


Regulatory burden increases for margin lenders

16 March 2009 | Margin lenders will be forced to more closely check the borrowing capacity of margin lending clients under new legislation being developed by the Federal Government and outlined by the Minister for Superannuation and Corporate Law, Senator Nick Sherry.


Software targets gearing risk

27 February 2009 | Financial planning software developed that aims to reduce the risk associated with margin lending advice.


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