Articles tagged with 'regulation'

Sherry welcomes COAG investigation of director liability

19 December 2008 | Corporate laws must create incentives for directors to behave honestly.


Tripling of limit on share disclosure

19 December 2008 | ASIC considers increase to monetary limit.


Short selling bill passes

5 December 2008 | Industry consultation next step in regulatory process.


Sherry announces results of CRA review

14 November 2008 | CRAs to hold AFSL licence, produce annual compliance report.


ASIC short selling response no reflection of share price movement

10 November 2008 | Short selling was not creating disorderly market: D’Aloisio.


Regulations making things tough

5 November 2008 | Survey reveals cost and impact of global regulation.


Funds unimpressed by Rudd offer

29 October 2008 | ADI status not the answer for frozen mortgage funds.


Short selling disclosure regime unveiled

29 October 2008 | Regulators ready system for reporting short sales.


IFSA calls for transparency on short selling

16 October 2008 | Investors and fund managers should report to ASX.


Report lauds Australian regulatory model

09:08 AM | Australia and Holland emerge with best financial services regulatory models.


SMSF trustees warned on compliance

7 October 2008 | Trustees warned on tougher approach by ATO.


Goldman Sachs changes jurisdiction

23 September 2008 | Big US investment bank moves to Federal Reserve jurisdiction.


Short selling ban rattles market

23 September 2008 | Concerns expressed as 57 funds placed ‘on hold’.


Australia and US partner on securities regulation

26 August 2008 | Exemptions create cross-border opportunities.


Australia and US partner on securities regulation

26 August 2008 | Exemptions create cross-border opportunities.


SMSF investment strategies inappropriate

21 August 2008 | ICAA hosts industry forum.


Regulatory deal with Hong Kong

8 July 2008 | ASIC signs agreement with HK regulator.


Govt to review financial sector levies

3 July 2008 | Some levies set to rise in 2008-09.


ASIC vows to pursue Westpoint allegations

27 June 2008 | New action to be initiated in wake of Federal Court decision.


Trans-Tasman agreement receives industry’s approval

16 June 2008 | New regime welcomed.


Red tape could adversely affect homebuyers

6 June 2008 | Tower’s Jim Minto argues less is usually more.


Gov’t to lead regulatory revolution

4 June 2008 | New green paper on financial services and credit reform.


What APRA expects

29 May 2008 | New service charter not short on expectations.


Foreign insurers get extension

27 May 2008 | APRA grants licensing extension.


Property advice on agenda

23 May 2008 | Sherry signals breadth of change.


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Super Regulation Should superannuation funds be compelled to suspend advertising capable of persuading uninformed investors to crystallise losses?
Yes
 
86%
No
 
14%
The poll is closed.

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