26 November 2008 | Sydney man convicted over unlicensed scheme.
17 November 2008 | ASIC prosecution results in 70-year-old Melbourne man pleading guilty.
3 October 2008 | CDPP, ASIC not satisfied.
3 September 2008 | Trustee pleads guilty in face of ASIC and ATO charges.
3 September 2008 | Trustee pleads guilty in face of ASIC and ATO charges.
1 September 2008 | Westpoint fallout continues as adviser and son are banned.
1 September 2008 | Westpoint fallout continues as adviser and son are banned.
25 June 2008 | Regulator warns strong disciplinary action now an industry expectation.
23 June 2008 | Further action pending against individuals in allegedly illegal investment schemes.
30 May 2008 | Audit office report reveals scale of Australian’s use of tax havens.
23 May 2008 | Forty ASX referrals provides regulator with heavy prosecutions workload.
20 August 2007 | Charges flow from $1.4 million investments.
20 June 2007 | The Australian Securities and Investments Commission has moved against another early release superannuation operator, announcing this week that it had succeeded in obtaining consent orders in the NSW Supreme Court against Luisito Vega of Mount Druitt, NSW.
30 May 2007 | ASIC has obtained interim Federal Court orders restraining a Melbourne man and six companies associated with an alleged unregistered managed investment scheme.
18 May 2007 | A Victorian-based company and holder of an Australian Financial Services Licence that acted as trustee for a number of superannuation funds, Top Quartile Management Limited, has been convicted and fined in the Melbourne Magistrates Court on charges relating to breaches of the Corporations Act.
7 March 2007 | Both the Australian Securities and Investments Commission and the Australian Taxation Office are continuing investigations into alleged early release superannuation arrangements involving two Sydney men said to be operating an unlicensed financial services business.
16 November 2006 | The promoter of a scheme offering the early release of superannuation benefits has pleaded guilty to dishonestly inducing persons to deal in financial products in the Southport District Court.
27 September 2006 | A former Victorian insurance agent and broker has pleaded guilty to two counts of dishonesty following an investigation by the Australian Securities and Investments Commission.