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Articles tagged with 'licensee-obligations'

Licensee regulations cleaned-up

12 October 2007 | ASIC releases new guides.

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Portfolio Administration Manager
Sydney | 09 January 2009
Portfolio Administration Manager
Sydney | 09 January 2009
Adviser Support- Client Services
Sydney | 07 January 2009

TradeTech Australia 2009
29 January 2009 | The Westin, Sydney
Financial Advisor Roadshow - Brisbane
16 February 2009 | 16-17 February 2009, Novotel Brisbane
Lonsec Annual Roadshow 2009 - Adelaide
18 February 2009 | Adelaide - Sebel Playford
Lonsec Annual Roadshow 2009 - Perth
19 February 2009 | Perth - Crowne Plaza
Asset Allocation Summit
23 February 2009 | Star City Hotel, Sydney

Super Regulation Should superannuation funds be compelled to suspend advertising capable of persuading uninformed investors to crystallise losses?

Yes
	86%
No
	14%

The poll is closed.

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