9 December 2008 | Personal assets of director to be preserved.
21 November 2008 | Former Fundamental Group adviser’s sentence reduced.
14 November 2008 | Former Brighton Hall Securities representative banned for six years.
11 November 2008 | Former PIS adviser gets six years imprisonment.
7 November 2008 | ASIC bans Queensland financial planner for 15 months.
7 November 2008 | New dispute resolution standards could increase fees.
7 November 2008 | Allegedly sold shares and options he did not own.
3 November 2008 | Investors suffering hardship given priority.
29 October 2008 | Regulators ready system for reporting short sales.
28 October 2008 | Relief offered to some investors.
21 October 2008 | ASIC extension of short selling ban generates extension of 'on hold' ratings.
21 October 2008 | ASIC extends short-selling ban another 28 days.
17 October 2008 | ASIC investigation into illegal managed investment scheme.
16 October 2008 | Claims he misled clients and made inappropriate recommendations.
16 October 2008 | Investors and fund managers should report to ASX.
14 October 2008 | The role of auditors and powers of regulators to be put to the test.
02:41 PM | Sydney-based financial planner Neil Burnard banned.
2 October 2008 | Offered debentures without full disclosure.
1 October 2008 | Regulator issues class order providing relief on group insurance arrangements.
29 September 2008 | Indooroopilly-based planner banned from practicing for five years.
29 September 2008 | Concentric Wealth Management in administration allegedly owing $1.2 million.
29 September 2008 | Associations stress, it is not the same as short selling.
25 September 2008 | ASIC spells out further changes to short selling arrangements.
23 September 2008 | Rules apply from today.
22 September 2008 | Director of a Sydney-based funds management firm jailed for seven years.