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Money Management 4minutes
25 November 2009
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Money Management 4Minutes
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Just in:
Zurich appoints Iain Howie as CFO
(9 February 2010)
ASIC issues final stop orders for unsolicited Tankstream offers
(9 February 2010)
Advisers move towards ETFs
(9 February 2010)
Big banks dominate life
(9 February 2010)
Cautious Macquarie reveals strategic recruitment campaign
(9 February 2010)
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1MM-AdviserPenalties
Are penalties against advisers enforced by ASIC stringent enough and do they deter bad practice?
Yes, they are stringent enough and act as a deterrent against bad practice and unethical behaviour.
9%
Yes, but they are not enough of a deterrent.
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Yes, but there should be a register of those who have breached the law.
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